This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 1, 1981earliest registration or exam on IAPD

Years in industry

45derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

3

Exams

S63|S65

First exam

Jun 16, 1986

First registration

May 30, 2006

Dual registered

yes, broker-dealer

Other names

MICK ANDERSON

IAPD individual key

1258479

• Occurred

  Sep 2, 2025
  Advisor changed firm

  Michael Jay Anderson left Northwestern Mutual Investment Services,Llc for Cetera Investment Advisers Llc (registered 2025-09-03)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fa254bb7-b882-52cb-e7fa-48ff8fd4dd3d

First observed

May 30, 2006

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.