DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

THE RESOURCE GROUP ASSET AND TRUST MANAGERS

MMGC INC., CRD 120243

PALM DESERT, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fa2db0b1-c3df-a23d-dd3d-17c829a1ac0b

Data as of Aug 29, 2012 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Aug 29, 2012
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $47.3MItem 5.F on the latest filing (2012-08-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 106
SEC number: 801-61243
CRD: 120243
Filings on the tape: 7
First filed: Mar 30, 2012
Latest filed: Aug 29, 2012
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MOORE, MICHELE, MARIE	PRESIDENT, CHIEF COMPLIANCE OFFICER, OWNER	D	yes	10/1999	Mar 30, 2012	Aug 29, 2012
TREVINO, WANDA, DARLENE	VICE PRESIDENT	C	yes	09/2007	Aug 1, 2012	Aug 29, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MARIA KINER, CPA	n/a	n/a	n/a	N	no	n/a
MARIA SPIRTOS KINER	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$47.3M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$47.3M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (2)

← TREVINO, WANDA, DARLENEOwnerVICE PRESIDENT, ownership code C, individual
Aug 1, 2012 to presentfactForm ADV
← MOORE, MICHELE, MARIEOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, OWNER, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (1)

← MARIA SPIRTOS KINERAdvisorregistration: previous registration
Nov 17, 2007 to Mar 28, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fa2db0b1-c3df-a23d-dd3d-17c829a1ac0b
First observed: Mar 30, 2012
Last observed: Aug 29, 2012 171 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE RESOURCE GROUP ASSET AND TRUST MANAGERS

MMGC INC., CRD 120243

PALM DESERT, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fa2db0b1-c3df-a23d-dd3d-17c829a1ac0b

Data as of Aug 29, 2012 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:47 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MOORE, MICHELE, MARIE

PRESIDENT, CHIEF COMPLIANCE OFFICER, OWNER

yes

10/1999

Mar 30, 2012

Aug 29, 2012

TREVINO, WANDA, DARLENE

VICE PRESIDENT

yes

09/2007

Aug 1, 2012

Aug 29, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MARIA KINER, CPA

n/a

MARIA SPIRTOS KINER

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$47.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$47.3M

n/a