DFX Intelligence

M•••••• J••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

M•••••• J••••• D••••••

Advisor at T••••• W••••• M••••••••• L••

BLUE BELL, PA | AUDUBON, PA

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Search this name across graphsid dfx:ria:fa2e29fc-ecb6-86de-e0b1-c2db46f67435

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• W••••• M••••••••• L••	Independent wealth	Mar 1, 2018	n/a	yes	AUDUBON, PA\|BLUE BELL, PA	Current employment
U••••• C•••••• F•••••••• A•••••••	Independent wealth	Jan 28, 2015	Jan 29, 2018	no	NORTH WALES, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• C•••••• F•••••••• A•••••••	T••••• W••••• M••••••••• L••	Jan 29, 2018	Mar 1, 2018	31	Firm change	Other

Relationships

Registered with (2)

→ T••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 1, 2018 to presentfactForm ADV
→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jan 28, 2015 to Jan 29, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fa2e29fc-ecb6-86de-e0b1-c2db46f67435
First observed: Jan 28, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.