This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

U.S. BANCORP ADVISORS, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 2012earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Aug 11, 2014

First registration

Aug 25, 2017

Dual registered

yes, broker-dealer

Other names

Christopher O'Connor|Christopher John O'Connor

IAPD individual key

6361172

• Occurred

  Jun 6, 2023
  Advisor changed firm

  Christopher John O'Connor left U.S. Bancorp Advisors, Llc for U.S. Bancorp Investments, Inc. (registered 2023-06-14)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fa32fe14-bc5e-77de-c54a-60744fa9a78a

First observed

Aug 25, 2017

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.