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Advisor at PRINCIPAL SECURITIES, INC.
MINNETONKA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Apr 6, 2026 | n/a | yes | MINNETONKA, MN | Current employment |
| EDWARD JONES | National bd RIA | Dec 6, 2024 | Feb 11, 2026 | no | PRIOR LAKE, MN|APPLE VALLEY, MN|Carver, MN|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | PRINCIPAL SECURITIES, INC. | Feb 11, 2026 | Apr 6, 2026 | 54 | Firm change | Ibd to ibd |