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RIA / WealthAdvisorChartered Financial Consultant27 years in industry

JAMES MICHAEL MCEVOY

Advisor at EASTSOUND CAPITAL ADVISORS, LLC

Morgan Hill, CA

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Search this name across graphsid dfx:ria:fa412a9c-f9b2-2a4f-b163-d50e6ca34bb2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 13, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EASTSOUND CAPITAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 13, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S66|S63
First exam: Mar 13, 1999
First registration: Jan 13, 2005
Dual registered: no
Other names: JAMES MICHAEL MCEVOY
IAPD individual key: 1645362

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EASTSOUND CAPITAL ADVISORS, LLC	Independent wealth	Sep 9, 2026	n/a	yes	Morgan Hill, CA	Current employment
INTERNATIONAL ASSET MANAGEMENT	Independent wealth	Apr 26, 2017	Jan 6, 2023	no	Menlo Park, CA	Previous registration
CONCERT WEALTH MANAGEMENT	Former SEC adviser	Jan 5, 2015	Dec 14, 2016	no	KORTENBERG\|SAN JOSE, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jan 13, 2005	Dec 31, 2014	no	KORTENBERG\|KORTENBERG\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTERNATIONAL ASSET MANAGEMENT	EASTSOUND CAPITAL ADVISORS, LLC	Jan 6, 2023	Sep 9, 2026	1,342	Firm change after gap	RIA to RIA
CONCERT WEALTH MANAGEMENT	INTERNATIONAL ASSET MANAGEMENT	Dec 14, 2016	Apr 26, 2017	133	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	CONCERT WEALTH MANAGEMENT	Dec 31, 2014	Jan 5, 2015	5	Firm change	Other

Relationships

Registered with (4)

→ EASTSOUND CAPITAL ADVISORS, LLCRegistered adviserregistration: current employment
Sep 9, 2026 to presentfactForm ADV
→ INTERNATIONAL ASSET MANAGEMENTRegistered adviserregistration: previous registration
Apr 26, 2017 to Jan 6, 2023factForm ADV
→ CONCERT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 5, 2015 to Dec 14, 2016factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 13, 2005 to Dec 31, 2014factForm ADV

Dated events

Occurred
Jan 6, 2023
Advisor changed firm
James Michael Mcevoy left International Asset Management for Eastsound Capital Advisors, Llc (registered 2026-09-09)
Form ADVobserved 5 days ago