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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)37 years in industry

DAVID PHILLIP STONE

Advisor at COMMONWEALTH FINANCIAL NETWORK

DUBLIN, OH | Santa Rosa Beach, FL

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Search this name across graphsid dfx:ria:fa47a5af-a373-54d0-7ce6-63ad2da52006

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 9, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63|S66
First exam: May 4, 1989
First registration: Jan 9, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 1924729

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Sep 9, 2024	n/a	yes	Santa Rosa Beach, FL\|DUBLIN, OH	Current employment
BEACON FINANCIAL ADVISORY LLC	Independent wealth	Jul 8, 2016	Sep 11, 2024	no	Dublin, OH	Previous registration
LINCOLN INVESTMENT	Independent wealth	Jun 22, 2016	Sep 10, 2024	no	Dublin, OH\|Dublin, OH\|Cleveland, OH\|Twinsburg, OH	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Nov 20, 2015	Jun 3, 2016	no	DUBLIN, OH\|DUBLIN, OH	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Jan 9, 2003	Jun 2, 2004	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BEACON FINANCIAL ADVISORY LLC	COMMONWEALTH FINANCIAL NETWORK	Sep 11, 2024	Sep 9, 2024	-2	Firm change	RIA to ibd
LINCOLN INVESTMENT	BEACON FINANCIAL ADVISORY LLC	Sep 10, 2024	Jul 8, 2016	-2,986	Firm change after gap	Other
SAGEPOINT FINANCIAL, INC.	LINCOLN INVESTMENT	Jun 3, 2016	Jun 22, 2016	19	Firm change	Other
CURIAN CAPITAL, LLC	SAGEPOINT FINANCIAL, INC.	Jun 2, 2004	Nov 20, 2015	4,188	Firm change after gap	Other

Relationships

Registered with (5)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Sep 9, 2024 to presentfactForm ADV
→ BEACON FINANCIAL ADVISORY LLCRegistered adviserregistration: previous registration
Jul 8, 2016 to Sep 11, 2024factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Jun 22, 2016 to Sep 10, 2024factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Nov 20, 2015 to Jun 3, 2016factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Jan 9, 2003 to Jun 2, 2004factForm ADV

Dated events

Occurred
Sep 11, 2024
Advisor changed firm
David Phillip Stone left Beacon Financial Advisory Llc for Commonwealth Financial Network (registered 2024-09-09)
Form ADVobserved 6 days ago
Occurred
Sep 10, 2024
Advisor changed firm
David Phillip Stone left Lincoln Investment for Beacon Financial Advisory Llc (registered 2016-07-08)
Form ADVobserved 6 days ago