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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

WILLIAM RICHARD MARTIN

Advisor at VANGUARD ADVISERS, INC.

PLANO, TX

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Search this name across graphsid dfx:ria:fa547232-4aee-eb61-69cd-8772ee26767a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 28, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Feb 24, 2020
First registration: Jul 28, 2020
Dual registered: yes, broker-dealer
Other names: WILLIAM MARTIN|William R Martin
IAPD individual key: 7217512

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Feb 4, 2022	n/a	yes	PLANO, TX	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Aug 24, 2021	Jan 12, 2022	no	SALT LAKE CITY, UT	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	May 12, 2021	Jun 29, 2021	no	EDMOND, OK	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jul 28, 2020	Jan 22, 2021	no	OKLAHOMA CITY, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	VANGUARD ADVISERS, INC.	Jan 12, 2022	Feb 4, 2022	23	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jun 29, 2021	Aug 24, 2021	56	Firm change	Wirehouse to ibd
EQUITABLE ADVISORS, LLC	J.P. MORGAN SECURITIES LLC	Jan 22, 2021	May 12, 2021	110	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Feb 4, 2022 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Aug 24, 2021 to Jan 12, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
May 12, 2021 to Jun 29, 2021factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 28, 2020 to Jan 22, 2021factForm ADV

Dated events

Occurred
Jan 12, 2022
Advisor changed firm
William Richard Martin left Fidelity Personal And Workplace Advisors for Vanguard Advisers, Inc. (registered 2022-02-04)
Form ADVobserved 4 days ago