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Advisor at THRIVENT INVESTMENT MANAGEMENT INC.
Thousand Oaks, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Mar 5, 2020 | n/a | yes | Thousand Oaks, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 12, 2018 | Jul 23, 2019 | no | WESTLAKE VILLAGE, CA | Previous registration |
| WEST OAK CAPITAL, LLC | Former SEC adviser | Aug 31, 2016 | Apr 18, 2018 | no | EAGLE, ID | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | THRIVENT INVESTMENT MANAGEMENT INC. | Jul 23, 2019 | Mar 5, 2020 | 226 | Firm change | Wirehouse to ibd |
| WEST OAK CAPITAL, LLC | J.P. MORGAN SECURITIES LLC | Apr 18, 2018 | Jul 12, 2018 | 85 | Firm change | RIA to wirehouse |