DFX Intelligence

K•••••• C••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

K•••••• C••••••• B•••••

Advisor at C••••• P••••••• L••

BOSTON, MA | NEW YORK, NY

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Search this name across graphsid dfx:ria:fa5769d4-9b88-3f49-3ff4-b32305361e87

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 1, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Jan 17, 2025	n/a	yes	BOSTON, MA\|NEW YORK, NY	Current employment
P••• W••••• L•	Former SEC adviser	Feb 1, 2022	Feb 3, 2025	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• W••••• L•	C••••• P••••••• L••	Feb 3, 2025	Jan 17, 2025	-17	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
105058:151559:MA:2025-02-03	Feb 3, 2025	Jan 17, 2025	BOSTON, MA	Firm change

Relationships

Registered with (2)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jan 17, 2025 to presentfactForm ADV
→ P••• W••••• L•Registered adviserregistration: previous registration
Feb 1, 2022 to Feb 3, 2025factForm ADV

Dated events

Occurred
Feb 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fa5769d4-9b88-3f49-3ff4-b32305361e87
First observed: Feb 1, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.