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RIA / WealthAdvisor22 years in industry

ROBERT HOLCOMB

Advisor at VALIC FINANCIAL ADVISORS, INC.

HOUSTON, TX | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:fa586d34-1ad4-9a6e-b30e-b29c02ddf064

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Apr 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALIC FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 6, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65
First exam: May 5, 2004
First registration: Apr 6, 2004
Dual registered: no
Other names: BOB HOLCOMB|ROBERT STEVEN HOLCOMB
IAPD individual key: 4785932

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 23, 2026	n/a	yes	SAN DIEGO, CA\|HOUSTON, TX	Current employment
SORRENTO PACIFIC FINANCIAL, LLC	Former SEC adviser	May 31, 2019	Aug 1, 2025	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	May 31, 2019	Aug 1, 2025	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
CADARET GRANT & CO INC	Former SEC adviser	May 31, 2019	Aug 1, 2025	no	SYRACUSE, NY\|SYRACUSE, NY	Previous registration
DFPG INVESTMENTS, LLC	Former SEC adviser	Nov 1, 2016	Nov 16, 2017	no	SOUTH JORDAN, UT\|Rancho Santa Fe, CA	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Oct 4, 2010	Jan 12, 2015	no	SAN DIEGO, CA	Previous registration
GREENBOOK INVESTMENT MANAGEMENT, INC.	n/a	May 17, 2004	Oct 7, 2010	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
XELAN INVESTMENT SERVICES, INC.	n/a	Apr 6, 2004	Apr 19, 2004	no	SAN DEIGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	CADARET GRANT & CO INC	Aug 1, 2025	May 31, 2019	-2,254	Channel change	Ibd to ibd
SORRENTO PACIFIC FINANCIAL, LLC	VALIC FINANCIAL ADVISORS, INC.	Aug 1, 2025	Jan 23, 2026	175	Firm change	Ibd to ibd
CADARET GRANT & CO INC	SORRENTO PACIFIC FINANCIAL, LLC	Aug 1, 2025	May 31, 2019	-2,254	Channel change	Ibd to ibd
DFPG INVESTMENTS, LLC	CUSO FINANCIAL SERVICES, L.P.	Nov 16, 2017	May 31, 2019	561	Firm change after gap	RIA to ibd
FIRST ALLIED ADVISORY SERVICES, INC.	DFPG INVESTMENTS, LLC	Jan 12, 2015	Nov 1, 2016	659	Firm change after gap	Other
GREENBOOK INVESTMENT MANAGEMENT, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Oct 7, 2010	Oct 4, 2010	-3	Firm change	Other
XELAN INVESTMENT SERVICES, INC.	GREENBOOK INVESTMENT MANAGEMENT, INC.	Apr 19, 2004	May 17, 2004	28	Firm change	Other

Relationships

Registered with (8)

→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Jan 23, 2026 to presentfactForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
May 31, 2019 to Aug 1, 2025factForm ADV
→ SORRENTO PACIFIC FINANCIAL, LLCRegistered adviserregistration: previous registration
May 31, 2019 to Aug 1, 2025factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
May 31, 2019 to Aug 1, 2025factForm ADV
→ DFPG INVESTMENTS, LLCRegistered adviserregistration: previous registration
Nov 1, 2016 to Nov 16, 2017factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Oct 4, 2010 to Jan 12, 2015factForm ADV
→ GREENBOOK INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
May 17, 2004 to Oct 7, 2010factForm ADV
→ XELAN INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 6, 2004 to Apr 19, 2004factForm ADV

Dated events

Occurred
Aug 1, 2025
Advisor changed firm
Robert Holcomb left Sorrento Pacific Financial, Llc for Valic Financial Advisors, Inc. (registered 2026-01-23)
Form ADVobserved 4 days ago