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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

KENNETH BERNARD HOPKINS

Advisor at ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX

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Search this name across graphsid dfx:ria:fa5ee2c3-5552-8c4f-1940-2409d3bdf021

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 21, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ORION WEALTH MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 24, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Jan 24, 1984
First registration: Jan 21, 2004
Dual registered: yes, broker-dealer
Other names: KENNETH HOPKINS|KEN HOPKINS
IAPD individual key: 1226206

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ORION WEALTH MANAGEMENT LLC	State registered	Jun 23, 2021	n/a	yes	RICHARDSON, TX	Current employment
ADVISOR RESOURCE COUNCIL	Independent wealth	Mar 11, 2015	Jun 23, 2021	no	DALLAS, TX\|Richardson, TX	Previous registration
SGL INVESTMENT ADVISORS, INC.	Independent wealth	Oct 3, 2013	Mar 2, 2015	no	MISSOULA, MT	Previous registration
WADDELL & REED	Former SEC adviser	Sep 13, 2005	May 17, 2013	no	POTTSBORO, TX\|FORT WORTH, TX\|COLLEYVILLE, TX\|DALLAS, TX\|COLLEYVILLE, TX\|DALLAS, TX	Previous registration
HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS	n/a	Jan 21, 2004	Nov 8, 2005	no	RICHARDSON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVISOR RESOURCE COUNCIL	ORION WEALTH MANAGEMENT LLC	Jun 23, 2021	Jun 23, 2021	0	Firm change	Ibd to state RIA
SGL INVESTMENT ADVISORS, INC.	ADVISOR RESOURCE COUNCIL	Mar 2, 2015	Mar 11, 2015	9	Firm change	Other
WADDELL & REED	SGL INVESTMENT ADVISORS, INC.	May 17, 2013	Oct 3, 2013	139	Firm change	Other
HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS	WADDELL & REED	Nov 8, 2005	Sep 13, 2005	-56	Firm change after gap	Other

Relationships

Registered with (5)

→ ORION WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Jun 23, 2021 to presentfactForm ADV
→ ADVISOR RESOURCE COUNCILRegistered adviserregistration: previous registration
Mar 11, 2015 to Jun 23, 2021factForm ADV
→ SGL INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Oct 3, 2013 to Mar 2, 2015factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Sep 13, 2005 to May 17, 2013factForm ADV
→ HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTSRegistered adviserregistration: previous registration
Jan 21, 2004 to Nov 8, 2005factForm ADV

Dated events

No dated event names this entity yet.