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Advisor at AUSDAL FINANCIAL PARTNERS, INC.
DOWNERS GROVE, IL | ARLINGTON HEIGHTS, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AUSDAL FINANCIAL PARTNERS, INC. | Independent wealth | Nov 19, 2010 | n/a | yes | ARLINGTON HEIGHTS, IL|DOWNERS GROVE, IL | Current employment |
| INDEPENDENT FINANCIAL PARTNERS | Bd affiliated wealth | Oct 19, 2010 | Aug 1, 2011 | no | NORTHBROOK, IL | Previous registration |
| SHERIDAN ROAD ADVISORS, LLC | n/a | Sep 29, 2010 | Dec 31, 2010 | no | NORTHBROOK, IL | Previous registration |
| NRP ADVISORS, INC. | n/a | Mar 3, 2008 | Nov 22, 2010 | no | NORTHBROOK, IL | Previous registration |
| NRP FINANCIAL, INC. | n/a | Dec 12, 2006 | Oct 16, 2008 | no | NORTHBROOK, IL|BRYAN, OH|NORTHBROOK, IL | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Mar 24, 2005 | Dec 15, 2006 | no | NORTHBROOK, IL|DEERFIELD, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL PARTNERS | AUSDAL FINANCIAL PARTNERS, INC. | Aug 1, 2011 | Nov 19, 2010 | -255 | Firm change after gap | Other |
| SHERIDAN ROAD ADVISORS, LLC | INDEPENDENT FINANCIAL PARTNERS | Dec 31, 2010 | Oct 19, 2010 | -73 | Firm change after gap | Other |
| NRP ADVISORS, INC. | SHERIDAN ROAD ADVISORS, LLC | Nov 22, 2010 | Sep 29, 2010 | -54 | Firm change after gap | Other |
| NRP FINANCIAL, INC. | NRP ADVISORS, INC. | Oct 16, 2008 | Mar 3, 2008 | -227 | Bulk transfer | Other |
| EQUITABLE ADVISORS, LLC | NRP FINANCIAL, INC. | Dec 15, 2006 | Dec 12, 2006 | -3 | Firm change | Other |