DFX Intelligence

Data Factory

RIA / WealthAdvisor28 years in industry

MATTHEW ALAN MCFARLAND

Advisor at R M DAVIS INC

PORTLAND, ME

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fa6560c3-1dad-fdba-331e-db197051db5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R M DAVIS INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 17, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 17, 1997
First registration: Jul 29, 2003
Dual registered: no
IAPD individual key: 2950240

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R M DAVIS INC	Independent wealth	Jan 15, 2013	n/a	yes	PORTLAND, ME	Current employment
PEOPLE'S SECURITIES, INC.	Former SEC adviser	Jun 9, 2010	Jan 22, 2013	no	PORTSMOUTH, NH	Previous registration
CHITTENDEN SECURITIES, LLC.	n/a	Apr 21, 2005	Oct 28, 2009	no	PORTSMOUTH, NH\|PORTSMOUTH, NH	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Apr 19, 2005	no	WINDHAM , ME	Previous registration
QUICK & REILLY, INC.	n/a	Jul 29, 2003	Oct 20, 2004	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PEOPLE'S SECURITIES, INC.	R M DAVIS INC	Jan 22, 2013	Jan 15, 2013	-7	Firm change	Other
CHITTENDEN SECURITIES, LLC.	PEOPLE'S SECURITIES, INC.	Oct 28, 2009	Jun 9, 2010	224	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	CHITTENDEN SECURITIES, LLC.	Apr 19, 2005	Apr 21, 2005	2	Firm change	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other

Relationships

Registered with (5)

→ R M DAVIS INCRegistered adviserregistration: current employment
Jan 15, 2013 to presentfactForm ADV
→ PEOPLE'S SECURITIES, INC.Registered adviserregistration: previous registration
Jun 9, 2010 to Jan 22, 2013factForm ADV
→ CHITTENDEN SECURITIES, LLC.Registered adviserregistration: previous registration
Apr 21, 2005 to Oct 28, 2009factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Apr 19, 2005factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Jul 29, 2003 to Oct 20, 2004factForm ADV

Dated events

No dated event names this entity yet.