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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

JOEL SCOTT HEMMINGS

Advisor at OSAIC WEALTH, INC.

ELK GROVE, CA

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Search this name across graphsid dfx:ria:fa686dae-ab92-ba2f-3111-f9f2f13395bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 29, 1997
First registration: Oct 24, 2002
Dual registered: yes, broker-dealer
Other names: JOEL SCOTT HEMMINGS
IAPD individual key: 2372115

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	ELK GROVE, CA	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 23, 2009	Jun 14, 2024	no	FOLSOM, CA\|LAVISTA, NE	Previous registration
BRECEK & YOUNG ADVISORS, INC.	Former SEC adviser	Mar 28, 2006	Jan 23, 2009	no	MANTECA, CA\|FOLSOM, CA\|UKIAH, CA\|RENTON, WA\|FOLSOM, CA\|KAHULUI, HI\|WALNUT CREEK, CA\|SAN JOSE, CA\|PARADISE, CA\|PARADISE, CA\|SAN DIEGO, CA\|SAN FRANCISCO, CA\|FOLSOM, CA\|FOLSOM, CA	Previous registration
E*TRADE ADVISORY SERVICES, INC.	n/a	Oct 24, 2002	Sep 22, 2003	no	RANCHO CORDOVA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
BRECEK & YOUNG ADVISORS, INC.	SECURITIES AMERICA ADVISORS, INC.	Jan 23, 2009	Jan 23, 2009	0	Bulk transfer	Other
E*TRADE ADVISORY SERVICES, INC.	BRECEK & YOUNG ADVISORS, INC.	Sep 22, 2003	Mar 28, 2006	918	Firm change after gap	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jan 23, 2009 to Jun 14, 2024factForm ADV
→ BRECEK & YOUNG ADVISORS, INC.Registered adviserregistration: previous registration
Mar 28, 2006 to Jan 23, 2009factForm ADV
→ E*TRADE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Oct 24, 2002 to Sep 22, 2003factForm ADV

Dated events

No dated event names this entity yet.