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C••••• C•••••• M••••••••• LLC, CRD 107463
WORCESTER, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| G••••••• K••••••••• A•••• D••••• | Chartered Financial Analyst | WORCESTER, MA | 22 | 22 | n/a | no |
| M•••••• E••••• H•••• | Chartered Financial Consultant | WORCESTER, MA | 6 | 30 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| C••••• I••••••••• F•••• L• | Hedge Fund | $62.0M | Mar 26, 2024 | 34 | Mar 6, 2012 | reported | 021-177546 |
| C••••• F••••••••• F•••• L• | Hedge Fund | $26.0M | Mar 26, 2024 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••• L••• C•••• | EQUITY OWNER | F | yes | 01/2004 | Mar 6, 2012 | Mar 26, 2024 |
| C•••••• M•••••• S•••••• | Principal | Na | yes | 07/1999 | Mar 6, 2012 | Mar 26, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| M••••• S• C••••• | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Clearwater | FL | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $431M | $340M | 26.7% | $305M | 12.1% | 9 | 9 | 0 | 0 |
| no |
| M••••• S•••••• C••••• | n/a | WORCESTER, MA | 0 | 54 | n/a | no |
| 36 |
| Mar 6, 2012 |
| reported |
| 021-177550 |
| C••••• C••••••••• A••••••• R••••• F•••• L• | Hedge Fund | $18.0M | Feb 20, 2015 | 20 | Mar 6, 2012 | dropped | n/a |
| PRESIDENT, CHIEF COMPLIANCE OFFICER, PRINCIPAL AND MANAGING MEMBER |
| D |
| yes |
| 06/2006 |
| Mar 6, 2012 |
| Mar 26, 2024 |
| M••••• S• C••••• 2••• R•••••••• T•••• | SOLE SHAREHOLDER | E | yes | 08/2010 | Jan 27, 2016 | Mar 26, 2024 |
| C••••• L•••••• P••••••••• I• | Member | C | no | 01/2004 | Mar 6, 2012 | Mar 26, 2024 |
| Mar 25, 2026 |
| $431M |
| $431M |
| 9 |
| 6 |
| 0 |
| 2 |
| n/a |
| 2024 | Mar 28, 2025 | $340M | $340M | 9 | 6 | 0 | 2 | n/a |
| 2023 | Mar 26, 2024 | $316M | $316M | 9 | 6 | 1 | 2 | $88.0M |
| 2022 | Mar 31, 2023 | $305M | $305M | 8 | 5 | 1 | 2 | $92.8M |
| 2021 | Mar 30, 2022 | $323M | $323M | 8 | 5 | 1 | 2 | $113M |
| 2020 | Mar 30, 2021 | $249M | $249M | 7 | 5 | 1 | 2 | $76.9M |
| 2019 | Mar 30, 2020 | $325M | $325M | 9 | 7 | 2 | 2 | $104M |
| 2018 | Mar 26, 2019 | $283M | $283M | 7 | 5 | 1 | 2 | $89.2M |
| 2017 | Mar 1, 2018 | $323M | $323M | 5 | 3 | 1 | 2 | $97.2M |
| 2016 | Mar 31, 2017 | $298M | $298M | 5 | 4 | n/a | 2 | $91.9M |
| 2015 | Mar 24, 2016 | $278M | $278M | 5 | 4 | n/a | 2 | $90.7M |
| 2014 | Feb 26, 2015 | $315M | $315M | 5 | 4 | n/a | 2 | $114M |
| 2013 | Mar 25, 2014 | $357M | $356M | 7 | 6 | n/a | 3 | $132M |
| 2012 | Mar 19, 2013 | $296M | $296M | 7 | 6 | n/a | 3 | $70.0M |
| 2011 | Mar 6, 2012 | $264M | $264M | n/a | n/a | n/a | 3 | $71.2M |