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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

JONATHAN ROBERT SWOFFORD

Advisor at CORE ADVISORY GROUP

Charlotte, NC

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Search this name across graphsid dfx:ria:fa715140-20e6-7d07-c701-6fd3027fdd93

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 23, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORE ADVISORY GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 18, 2017
First registration: Mar 23, 2018
Dual registered: yes, broker-dealer
Other names: Jon Swofford|JONATHAN ROBERT SWOFFORD|Jonathan Swofford
IAPD individual key: 6788403

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CORE ADVISORY GROUP	Independent wealth	Mar 8, 2026	n/a	yes	Charlotte, NC	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Jan 15, 2026	no	CHARLOTTE, NC\|CHARLOTTE, NC\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Feb 4, 2019	Mar 31, 2025	no	JUPITER, FL\|CHARLOTTE, NC	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 23, 2018	Jul 12, 2018	no	DURHAM, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	CORE ADVISORY GROUP	Jan 15, 2026	Mar 8, 2026	52	Firm change	Ibd to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 12, 2018	Feb 4, 2019	207	Bulk transfer	Ibd to ibd

Relationships

Registered with (3)

→ CORE ADVISORY GROUPRegistered adviserregistration: current employment
Mar 8, 2026 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Jan 15, 2026factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Feb 4, 2019 to Mar 31, 2025factForm ADV

Dated events

Occurred
Jan 15, 2026
Advisor changed firm
Jonathan Robert Swofford left Strategic Advisers Llc for Core Advisory Group (registered 2026-03-08)
Form ADVobserved 5 days ago