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Advisor at ABOUND INVESTMENTS
BURLINGTON, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ABOUND INVESTMENTS | State registered | Apr 1, 2013 | n/a | yes | BURLINGTON, NC | Current employment |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Feb 15, 2006 | Sep 24, 2009 | no | RALEIGH, NC|RALEIGH, NC|WILSON, NC|WILSON, NC | Previous registration |
| WADDELL & REED | Former SEC adviser | Jul 11, 2002 | Sep 9, 2004 | no | RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | ABOUND INVESTMENTS | Sep 24, 2009 | Apr 1, 2013 | 1,285 | Firm change after gap | Other |
| WADDELL & REED | PARK AVENUE SECURITIES LLC | Sep 9, 2004 | Feb 15, 2006 | 524 | Firm change after gap | Other |