J•• L• C•••••

Advisor at E••••• J••••

ENID, OK

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Search this name across graphsid dfx:ria:faa2143a-98c7-9454-4b1a-8895aaf33146

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 28, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Feb 3, 2025	n/a	yes	ENID, OK	Current employment
L•••••• E••• F•••••••• P••••••• L••	Independent wealth	Jun 28, 2022	Nov 14, 2024	no	KNOXVILLE, TN\|Enid, OK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• E••• F•••••••• P••••••• L••	E••••• J••••	Nov 14, 2024	Feb 3, 2025	81	Firm change	RIA to ibd

Relationships

Registered with (2)

→ E••••• J••••Registered adviserregistration: current employment
Feb 3, 2025 to presentfactForm ADV
→ L•••••• E••• F•••••••• P••••••• L••Registered adviserregistration: previous registration
Jun 28, 2022 to Nov 14, 2024factForm ADV

Dated events

Occurred
Nov 14, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:faa2143a-98c7-9454-4b1a-8895aaf33146
First observed: Jun 28, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.