DFX Intelligence

A••••••• C••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

A••••••• C••••••• L•

CRD 301716

NEW YORK, NY

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Search this name across graphsid dfx:ria:faa6b1e9-b51a-51ca-7e74-717f1426adc9

Data as of Mar 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 6
On other graphs: 3
Observed: Mar 10, 2020 to Mar 31, 2023
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••••••• C••••••• L•

Private equity manager · key crd, key sfn adviser, shared crd

Venture Capitalidentity

A••••••• C••••••• L•

Venture manager · key crd, key sfn adviser, shared crd

Allocatorsidentity

A••••••• C••••••• L•

Manager with allocator commitments · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $268M••• Locked
Discretionary RAUM: $268M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••••• G••••• H••••• T••••••••• F•••• L•••	Venture Capital Fund	$143M	Mar 27, 2026	24	May 13, 2019	reported	021-345780
A••••••• G••••• H••••• T••••••••• F••• D•• L•••	Venture Capital Fund	$26.9M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• K•••••	Partner	Na	yes	08/2022	Sep 15, 2022	Mar 31, 2023
R••••••• G••••• A••••••	MANAGING PARTNER	E	yes	05/2019	Mar 10, 2020	Mar 31, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••• C•••••• G•• L•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$268M	$347M	-22.9%	n/a	n/a	5	10	1	3

Relationships

Advises (2)

→ A••••••• G••••• H••••• T••••••••• F••• D•• L•••Private fundVenture Capital Fund, ERA
Mar 10, 2020 to presentfactForm ADV
→ A••••••• G••••• H••••• T••••••••• F•••• L•••Private fundVenture Capital Fund, ERA
May 13, 2019 to presentfactForm ADV

Controls (3)

← R••••••• G••••• A••••••OwnerMANAGING PARTNER, ownership code E, individual
Mar 10, 2020 to presentfactForm ADV
← Y••••••• E•••••• B•••

Dated events

Occurred
Nov 7, 2023
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Sep 15, 2022
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 15, 2022
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:faa6b1e9-b51a-51ca-7e74-717f1426adc9
First observed: Mar 10, 2020
Last observed: Mar 31, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.