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Advisor at J.P. MORGAN SECURITIES LLC
ELK GROVE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 8, 2016 | n/a | yes | ELK GROVE, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 1, 2010 | Apr 14, 2016 | no | SANTA ROSA, CA|ROSEVILLE, CA|SACRAMENTO, CA|ROSEVILLE, CA|SACRAMENTO, CA|SACRAMENTO, CA|LODI, CA|SACRAMENTO, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Apr 27, 2010 | May 28, 2010 | no | SACRAMENTO, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 10, 2008 | May 11, 2010 | no | SACRAMENTO, CA|ROSEVILLE, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jul 11, 2007 | Aug 25, 2008 | no | ROSEVILLE, CA|WEST SACRAMENTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | J.P. MORGAN SECURITIES LLC | Apr 14, 2016 | Apr 8, 2016 | -6 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | May 28, 2010 | Jun 1, 2010 | 4 | Firm change | Other |
| WELLS FARGO ADVISORS | WELLS FARGO INVESTMENTS, LLC | May 11, 2010 | Apr 27, 2010 | -14 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Aug 25, 2008 | Sep 10, 2008 | 16 | Firm change | Other |