DFX Intelligence

Q•••• W••••• M••••••••• I•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

Q•••• W••••• M••••••••• I•••••••••

CRD 173668

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Search this name across graphsid dfx:ria:faae1011-0711-1b70-8140-48f6fa675e6d

Data as of Nov 7, 2014 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Nov 7, 2014 to Nov 7, 2014
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Employees: 1
Advisory employees: 1
Accounts: 0
CRD: 173668

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••••••••• S••••••••	n/a	WESTCHESTER, IL	11	26	2	no

Relationships

Registered with (1)

← C••••••••• S••••••••Advisorregistration: current employment
Jan 2, 2015 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:faae1011-0711-1b70-8140-48f6fa675e6d
First observed: Nov 7, 2014
Last observed: Nov 7, 2014 144 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.