DFX Intelligence

D••••• S•••••• U••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

D••••• S•••••• U••

Advisor at H•••• W••••• M••••••••• L••

TOMBALL, TX

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Search this name across graphsid dfx:ria:faafd6a3-a0ce-32b9-e09c-eb98124b141f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 28, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••• W••••• M••••••••• L••	State registered	Aug 10, 2025	n/a	yes	TOMBALL, TX	Current employment
C•••••••• F••••••••• I•••	Bd affiliated wealth	Jan 19, 2023	Apr 2, 2025	no	Montgomery, TX\|LEESBURG, VA\|TOMBALL, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F••••••••• I•••	H•••• W••••• M••••••••• L••	Apr 2, 2025	Aug 10, 2025	130	Firm change	Ibd to state RIA
U•• F•••••••• S••••••••• L••	C•••••••• F••••••••• I•••	Jan 20, 2023	Jan 19, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
29604:103857:TX:2017-10-18	Oct 18, 2017	Oct 16, 2017	TOMBALL, TX	Firm change

Relationships

Registered with (4)

→ H•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 10, 2025 to presentfactForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Jan 19, 2023 to Apr 2, 2025factForm ADV
→ U•• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 16, 2017 to Jan 20, 2023factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

Occurred
Apr 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:faafd6a3-a0ce-32b9-e09c-eb98124b141f
First observed: May 28, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.