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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)37 years in industry

JANICE POWERS WILLIAMS

Advisor at COMMONWEALTH FINANCIAL NETWORK

Utica, NY

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Search this name across graphsid dfx:ria:fab0a0d0-ac7c-6631-98ee-e31a53a4f6b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 4, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 18, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63|S65
First exam: Feb 18, 1989
First registration: Aug 4, 2014
Dual registered: yes, broker-dealer
Other names: JANICE MARIE LIEBER|JANICE MARIE WILLIAMS|JANICE MARIE POWERS|JANICE MARIE WILLIAMS
IAPD individual key: 1901772

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jan 2, 2025	n/a	yes	Utica, NY	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 3, 2021	Jan 9, 2025	no	UTICA, NY	Previous registration
CADARET GRANT & CO INC	Former SEC adviser	Apr 23, 2019	Sep 1, 2021	no	SYRACUSE, NY\|SYRACUSE, NY	Previous registration
PARADIGM CONSULTING, INC.	Former SEC adviser	Mar 30, 2017	Apr 29, 2019	no	UTICA, NY	Previous registration
D'ARCANGELO FINANCIAL GROUP, LLC	Former SEC adviser	Aug 4, 2014	Dec 31, 2015	no	UTICA, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	COMMONWEALTH FINANCIAL NETWORK	Jan 9, 2025	Jan 2, 2025	-7	Firm change	Ibd to ibd
CADARET GRANT & CO INC	OSAIC WEALTH, INC.	Sep 1, 2021	Sep 3, 2021	2	Firm change	Ibd to ibd
PARADIGM CONSULTING, INC.	CADARET GRANT & CO INC	Apr 29, 2019	Apr 23, 2019	-6	Firm change	RIA to ibd
D'ARCANGELO FINANCIAL GROUP, LLC	PARADIGM CONSULTING, INC.	Dec 31, 2015	Mar 30, 2017	455	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:8032:NY:2025-01-09	Jan 9, 2025	Jan 2, 2025	UTICA, NY	Firm change

Relationships

Registered with (5)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Jan 2, 2025 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 3, 2021 to Jan 9, 2025factForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Apr 23, 2019 to Sep 1, 2021factForm ADV
→ PARADIGM CONSULTING, INC.Registered adviserregistration: previous registration
Mar 30, 2017 to Apr 29, 2019factForm ADV
→ D'ARCANGELO FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Aug 4, 2014 to Dec 31, 2015factForm ADV

Dated events

Occurred
Jan 9, 2025
Advisor changed firm
Janice Powers Williams left Osaic Wealth, Inc. for Commonwealth Financial Network (registered 2025-01-02)
Form ADVobserved 4 days ago