DFX Intelligence

H•••• I••••••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

H•••• I••••••••• C••••••

H•••• I••••••••• C••••••, LLC, CRD 305678

ATLANTA, GA

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Search this name across graphsid dfx:ria:fab62b0c-09fd-393c-8184-9467739b6ff5

Data as of Mar 22, 2022 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 4
On other graphs: 0
Observed: Sep 3, 2019 to Mar 22, 2022
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $274M••• Locked
Discretionary RAUM: $267M
Private client RAUM: $266Mderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••• C•••• A•••	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	E	yes	10/2019	Sep 3, 2019	Mar 22, 2022

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 18, 2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$274M	$234M	17.3%	n/a	n/a	5	5	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
N•• R••••••• P•••••••	2	Dec 31, 2022	Nov 28, 2022	ATLANTA, GA	Team lift out	Other	100.0%

Relationships

Controls (1)

← H••••• C•••• A•••OwnerMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Sep 3, 2019 to presentfactForm ADV

Registered with (2)

← C••• A••• H••••Advisorregistration: previous registration
Nov 8, 2019 to Dec 31, 2022factForm ADV
← C••••••••• B•••• S••••Advisorregistration: previous registration
Mar 9, 2021 to Dec 31, 2022factForm ADV

Moved with (1)

Dated events

Occurred
Dec 31, 2022
Team lift-out
••• Locked
Form ADVobserved 8 days ago
2 advisors
Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 3, 2019
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fab62b0c-09fd-393c-8184-9467739b6ff5
First observed: Sep 3, 2019
Last observed: Mar 22, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.