DFX Intelligence

L••••• B••••• P•••••• F••••• O••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

L••••• B••••• P•••••• F••••• O••••••

L••••• B•••••, LLC, CRD 282261

WEST DES MOINES, IA

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Search this name across graphsid dfx:ria:fab631da-62a9-62a8-ecb1-f491dab9676d

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 8
On other graphs: 1
Observed: Dec 24, 2015 to Mar 18, 2026
36 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

L••••• B••••• P•••••• F••••• O••••••

Family office · key cik, key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $426M••• Locked
Discretionary RAUM: $426M
P•••••• client RAUM: $422Mderived••• Locked
P•••••• client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $213Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T•••••• L• K•••••	n/a	West Des Moines, IA	10	10	n/a	no
S•••••• B••• M•••••	Chartered Financial Analyst	WEST DES MOINES, IA	2	16

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• L•••••• Z•••••• T••••	Owner	Na	yes	10/2018	Nov 26, 2018	Dec 26, 2024
D••••• E•••••••• Z•••••• T••••	Owner	Na	yes	10/2018	Nov 26, 2018	Dec 26, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
WHITE PLAINS	NY	United States	0	no
n/a	n/a	n/a	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	P•••••• funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$426M	$326M	30.6%	$293M	13.3%	8	8	0	0

Relationships

Registered with (2)

← S•••••• B••• M•••••Advisorregistration: current employment
Oct 12, 2023 to presentfactForm ADV
← T•••••• L• K•••••Advisorregistration: current employment
Feb 4, 2016 to presentfactForm ADV

Controls (6)

← H•••••• S••••••• M••••OwnerCCO, ownership code NA, individual
Feb 21, 2024 to Dec 26, 2024factForm ADV
← K•••••• T••••••• L•

Dated events

Occurred
Mar 18, 2026
Ria office closed
••• Locked
Form ADVobserved today
Occurred
Feb 21, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 21, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 27, 2021
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fab631da-62a9-62a8-ecb1-f491dab9676d
First observed: Dec 24, 2015
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.