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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CAPSTONE EQUITIES MANAGER, LLC

CRD 169859

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fabd2abc-83f2-2df9-f93b-7242bcbd25fc

Data as of Mar 13, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 4, 2013 to Mar 13, 2019
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $362,973Item 5.F on the latest filing (2019-03-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $362,973
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $342,386gross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-78924
CRD: 169859
Filings on the tape: 10
First filed: Dec 4, 2013
Latest filed: Mar 13, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CAPSTONE EQUITIES MASTER FUND	Hedge Fund	$10.1M	Mar 16, 2016	15	Mar 16, 2016	dropped	n/a
CAPSTONE EQUITIES CAPITAL MANAGEMENT, LP	Hedge Fund	$4.5M	Mar 16, 2015	17	Dec 4, 2013	dropped	021-207435
CAPSTONE EQUITIES FOCUSED OPPORTUNITY FUND I, LP	Hedge Fund	$375,512	Mar 16, 2015	3	Dec 4, 2013	dropped	n/a
CAPSTONE SPECIAL OPPORTUNITIES MASTER FUND	Hedge Fund	$342,386	Mar 13, 2019	2	Mar 22, 2017	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROSHANZAMIR, JOSHUA, ISAAC	MANAGING MEMBER AND PORTFOLIO MANAGER	D	yes	05/2011	Dec 4, 2013	Mar 13, 2019
ADELIPOUR, JUSTIN, JOSEPH	MEMBER, CHIEF COMPLIANCE OFFICER	B	no	02/2013	Dec 4, 2013	Mar 13, 2019
CHUD, ADAM, M	MEMBER AND PORTFOLIO MANAGER	B	no	02/2013	Dec 4, 2013	Mar 13, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPSTONE EQUITIES GP, LLC	n/a	n/a	n/a	N	yes	n/a
CAPSTONE EQUITIES REAL ESTATE GP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 13, 2019	$362,973	$362,973	3	3	0	1	$342,386
2017	Mar 19, 2018	$66.1M	$66.1M	4	4	0	1	$14.0M
2016	Mar 22, 2017	$120M	$120M	4	4	n/a	1	$14.0M
2015	Mar 16, 2016	$100M	$100M	6	4	n/a	1	$10.1M
2014	Mar 16, 2015	$69.6M	$69.6M	5	4	n/a	2	$4.9M
2013	Mar 31, 2014	$46.8M	$46.8M	4	3	n/a	3	$46.8M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$362,973	$66.1M	-99.5%	$100M	-84.6%	3	4	0	0

Relationships

Advises (4)

→ CAPSTONE SPECIAL OPPORTUNITIES MASTER FUNDPrivate fundHedge Fund, IA
Mar 22, 2017 to presentfactForm ADV
→ CAPSTONE EQUITIES MASTER FUNDPrivate fundHedge Fund, IA, no longer reported
Mar 16, 2016 to Mar 16, 2016factForm ADV
→ CAPSTONE EQUITIES CAPITAL MANAGEMENT, LPPrivate fundHedge Fund, IA, no longer reported
Dec 4, 2013 to Mar 16, 2015factForm ADV
→ CAPSTONE EQUITIES FOCUSED OPPORTUNITY FUND I, LPPrivate fundHedge Fund, IA, no longer reported
Dec 4, 2013 to Mar 16, 2015factForm ADV

Owns (2)

← CHUD, ADAM, MOwnerMEMBER AND PORTFOLIO MANAGER, ownership code B, individual
Dec 4, 2013 to presentfactForm ADV
← ADELIPOUR, JUSTIN, JOSEPHOwnerMEMBER, CHIEF COMPLIANCE OFFICER, ownership code B, individual
Dec 4, 2013 to presentfactForm ADV

Controls (1)

← ROSHANZAMIR, JOSHUA, ISAACOwnerMANAGING MEMBER AND PORTFOLIO MANAGER, ownership code D, individual
Dec 4, 2013 to presentfactForm ADV

Dated events

Occurred
Dec 4, 2013
First Form ADV filing
Capstone Equities Manager, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fabd2abc-83f2-2df9-f93b-7242bcbd25fc
First observed: Dec 4, 2013
Last observed: Mar 13, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPSTONE EQUITIES MANAGER, LLC

CRD 169859

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fabd2abc-83f2-2df9-f93b-7242bcbd25fc

Data as of Mar 13, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:55 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CAPSTONE EQUITIES MASTER FUND

Hedge Fund

$10.1M

Mar 16, 2016

dropped

n/a

CAPSTONE EQUITIES CAPITAL MANAGEMENT, LP

Hedge Fund

$4.5M

Mar 16, 2015

Dec 4, 2013

dropped

021-207435

CAPSTONE EQUITIES FOCUSED OPPORTUNITY FUND I, LP

Hedge Fund

$375,512

Mar 16, 2015

Dec 4, 2013

dropped

n/a

CAPSTONE SPECIAL OPPORTUNITIES MASTER FUND

Hedge Fund

$342,386

Mar 13, 2019

Mar 22, 2017

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROSHANZAMIR, JOSHUA, ISAAC

MANAGING MEMBER AND PORTFOLIO MANAGER

yes

05/2011

Dec 4, 2013

Mar 13, 2019

ADELIPOUR, JUSTIN, JOSEPH

MEMBER, CHIEF COMPLIANCE OFFICER

02/2013

Dec 4, 2013

Mar 13, 2019

CHUD, ADAM, M

MEMBER AND PORTFOLIO MANAGER

02/2013

Dec 4, 2013

Mar 13, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPSTONE EQUITIES GP, LLC

n/a

yes

n/a

CAPSTONE EQUITIES REAL ESTATE GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 13, 2019

$362,973

$342,386

2017

Mar 19, 2018

$66.1M

$14.0M

2016

Mar 22, 2017

$120M

n/a

$14.0M

2015

Mar 16, 2016

$100M

n/a

$10.1M

2014

Mar 16, 2015

$69.6M

n/a

$4.9M

2013

Mar 31, 2014

$46.8M

n/a

$46.8M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$362,973

$66.1M

-99.5%

$100M

-84.6%