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Advisor at CHARLES SCHWAB & CO., INC.
Boston, MA | Carmel, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 5, 2021 | n/a | yes | Boston, MA|Carmel, IN | Current employment |
| CHARLES SCHWAB INVESTMENT ADVISORY, INC | Former SEC adviser | Apr 30, 2013 | Jan 25, 2022 | no | INDIANAPOLIS, IN|SAN FRANCISCO, CA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Mar 15, 2005 | Apr 30, 2013 | no | FISHERS (INDIANAPOLIS), IN|FISHERS (INDIANAPOLIS), IN|FISHERS, IN|INDIANAPOLIS, IN|FISHERS (INDIANAPOLIS), IN|Indianapolis, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB INVESTMENT ADVISORY, INC | CHARLES SCHWAB & CO., INC. | Jan 25, 2022 | Jan 5, 2021 | -385 | Channel change | Ibd to ibd |
| CHARLES SCHWAB & CO., INC. | CHARLES SCHWAB INVESTMENT ADVISORY, INC | Apr 30, 2013 | Apr 30, 2013 | 0 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151739:5393:CA:2022-01-12 | Jan 25, 2022 | Jan 5, 2021 | SAN FRANCISCO, CA | Firm change after gap |