DFX Intelligence

B••••••• N••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

B••••••• N••••• P•••••

Advisor at I••••••••• D••••• A•••••••• L••

CARLSBAD, CA

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Search this name across graphsid dfx:ria:fadf6378-61e9-28f1-2f50-c54357f66453

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 3, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• D••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 31, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• D••••• A•••••••• L••	Independent wealth	Jan 9, 2026	n/a	yes	CARLSBAD, CA	Current employment
E•••••••• A•••••••• L••	National bd RIA	Oct 3, 2012	Oct 25, 2012	no	SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	I••••••••• D••••• A•••••••• L••	Oct 25, 2012	Jan 9, 2026	4,824	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ I••••••••• D••••• A•••••••• L••Registered adviserregistration: current employment
Jan 9, 2026 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 3, 2012 to Oct 25, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fadf6378-61e9-28f1-2f50-c54357f66453
First observed: Oct 3, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.