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D•••• E••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

D•••• E••••••••

D•••• E•••••••• CORP., CRD 329860

TAIPEI CITY

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Search this name across graphsid dfx:ria:fae1f72e-f013-7c86-3831-9031b8a0987b

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jan 15, 2024 to Mar 31, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $21.8MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $21.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••• C•••••• P•••••••• L••	Shareholder	D	yes	07/2023	Jan 15, 2024	May 28, 2024
F•• J•••	MANAGING MEMBER	E	yes	09/2019	Jan 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D•••• C•••••• P•••••••• L••	n/a	Former SEC adviser	$0	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEWPORT BEACH	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$21.8M	$12.4M	75.3%	n/a	n/a	9	9	0	0

Relationships

Affiliated with (1)

→ D•••• C•••••• P•••••••• L••Registered adviserother investment adviser, control
factForm ADV

Controls (5)

← D•••• C•••••• P•••••••• L••OwnerSHAREHOLDER, ownership code D, domestic entity
Jan 15, 2024 to May 28, 2024factForm ADV
← F•• J•••OwnerMANAGING MEMBER, ownership code E, individual
Jan 15, 2024 to May 28, 2024factForm ADV
← L••• P•• C••••OwnerSHAREHOLDER, ownership code C, individual

Dated events

Occurred
May 28, 2024
Control person joined
C•••• Tse T••• (Chief Compliance Officer And Cfo) appeared on Schedule A of D•••• E••••••••
Form ADVobserved 7 days ago
Occurred
Jan 15, 2024
First Form ADV filing
D•••• E•••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fae1f72e-f013-7c86-3831-9031b8a0987b
First observed: Jan 15, 2024
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.