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Advisor at CETERA INVESTMENT ADVISERS LLC
EL SEGUNDO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | EL SEGUNDO, CA | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Dec 23, 2021 | Mar 31, 2022 | no | Manhattan Bch, CA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Nov 14, 2018 | Nov 5, 2021 | no | EL SEGUNDO, CA | Previous registration |
| WEDBUSH SECURITIES INC. | Bd affiliated wealth | May 23, 2018 | Oct 12, 2018 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | CETERA INVESTMENT ADVISERS LLC | Mar 31, 2022 | Jun 29, 2023 | 455 | Firm change after gap | Other |
| CETERA ADVISOR NETWORKS LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Nov 5, 2021 | Dec 23, 2021 | 48 | Firm change | Other |
| WEDBUSH SECURITIES INC. | CETERA ADVISOR NETWORKS LLC | Oct 12, 2018 | Nov 14, 2018 | 33 | Firm change | Ibd to ibd |