DFX Intelligence

A••• V••••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst32 years in industry

A••• V••••• W•••••••••

Advisor at N•••••

MOORESVILLE, NC | Estero, FL

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Search this name across graphsid dfx:ria:fafbd5c5-5f83-80e1-917b-2a905fea9d0b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 30, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 26, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••	Mixed wealth	Feb 27, 2013	n/a	yes	MOORESVILLE, NC\|Estero, FL	Current employment
M••••• S••••••	Wirehouse	Jun 1, 2009	May 26, 2011	no	Naples, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	N•••••	May 26, 2011	Feb 27, 2013	643	Firm change after gap	Other
C•••••••• G••••• M•••••• I•••	M••••• S••••••	Jun 1, 2009	Jun 1, 2009

Relationships

Registered with (3)

→ N•••••Registered adviserregistration: current employment
Feb 27, 2013 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to May 26, 2011factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 30, 2008 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fafbd5c5-5f83-80e1-917b-2a905fea9d0b
First observed: May 30, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.