DFX Intelligence

R•••••• A•• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

R•••••• A•• T•••••••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | Bala Cynwyd, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 30, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Jan 17, 2024	n/a	yes	Bala Cynwyd, PA\|NEWPORT BEACH, CA	Current employment
W•••••• F•••••••• A••••••• G•••• L••	Independent wealth	Sep 30, 2019	Oct 19, 2023	no	PHILADELPHIA, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• F•••••••• A••••••• G•••• L••	B••••• P••••• A•••••••• L••	Oct 19, 2023	Jan 17, 2024	90	Firm change	RIA to RIA

Relationships

Registered with (2)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Jan 17, 2024 to presentfactForm ADV
→ W•••••• F•••••••• A••••••• G•••• L••Registered adviserregistration: previous registration
Sep 30, 2019 to Oct 19, 2023factForm ADV

Dated events

Occurred
Oct 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 30, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.