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W•••••• H••••• • C•• F•••••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

W•••••• H••••• • C•• F•••••••• A•••••••• I•••

CRD 105959

MEMPHIS, TN

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Search this name across graphsid dfx:ria:fb07adaf-2474-0f22-1f8a-02c45d21ccdd

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Mar 29, 2012 to Mar 10, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $342MItem 5.F on the latest filing (2026-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $326M
Private client RAUM: $341MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• B••••• H•••••	Certified Financial Planner\|Chartered Financial Consultant	MEMPHIS, TN	31	39	n/a	no
B•••• D•••• B••••••	Certified Financial Planner	MEMPHIS, TN	5	28

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• J••••• M••••••	CHIEF COMPLIANCE OFFICER	Na	yes	05/2021	Mar 16, 2022	Mar 4, 2024
H•••••• W••••••• B•••••	CEO/PRESIDENT	E	yes	05/1987	Mar 29, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$342M	$321M	6.7%	$222M	15.5%	10	10	0	0

Relationships

Registered with (4)

← V•••••• J••••• L•••••••••Advisorregistration: current employment
Jul 19, 2023 to presentfactForm ADV
← H•••••• M•••• C••••••Advisorregistration: current employment
Jan 3, 2023 to presentfactForm ADV
← B•••• D•••• B••••••Advisorregistration: current employment
Jul 16, 2021 to presentfactForm ADV
← W•••••• B••••• H•••••

Dated events

Occurred
Mar 16, 2022
Control person left
David Christopher Pack (Chief Compliance Officer) no longer on Schedule A of W•••••• H••••• • C•• F•••••••• A•••••••• I••• (listed 2021-09-08, absent 2022-03-16)
Form ADVobserved 7 days ago
Occurred
Mar 16, 2022
Control person joined
Michael James Cullen (Chief Compliance Officer) appeared on Schedule A of W•••••• H••••• • C•• F•••••••• A•••••••• I•••
Form ADVobserved 7 days ago
Occurred
Jul 15, 2019
Control person joined
David Christopher Pack (Chief Compliance Officer) appeared on Schedule A of W•••••• H••••• • C•• F•••••••• A•••••••• I•••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb07adaf-2474-0f22-1f8a-02c45d21ccdd
First observed: Mar 29, 2012
Last observed: Mar 10, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 10, 2026	$342M	$326M	10	4	0	n/a	n/a
2024	Feb 22, 2025	$321M	$304M	10	4	0	n/a	n/a
2023	Mar 4, 2024	$290M	$276M	7	4	0	n/a	n/a
2022	Mar 13, 2023	$222M	$210M	7	4	0	n/a	n/a
2021	Mar 16, 2022	$273M	$265M	6	4	0	n/a	n/a
2020	Mar 31, 2021	$236M	$225M	6	4	0	n/a	n/a
2019	Apr 9, 2020	$216M	$199M	6	4	0	n/a	n/a
2018	Mar 20, 2019	$199M	$186M	7	3	1	n/a	n/a
2017	Mar 27, 2018	$220M	$206M	7	3	1	n/a	n/a
2016	Feb 22, 2017	$198M	$185M	6	3	n/a	n/a	n/a
2015	Mar 15, 2016	$178M	$165M	6	3	n/a	n/a	n/a
2014	Mar 30, 2015	$161M	$148M	6	3	n/a	n/a	n/a
2013	Feb 17, 2014	$153M	$146M	6	3	n/a	n/a	n/a
2012	Mar 18, 2013	$151M	$142M	6	3	n/a	n/a	n/a
2011	Mar 29, 2012	$126M	$118M	n/a	n/a	n/a	n/a	n/a