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C••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

C••••• K•••

Advisor at U•••••• W••••• P•••••••

JACKSONVILLE BEACH, FL

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Search this name across graphsid dfx:ria:fb15bcf8-f4c1-060d-af64-a4e0d6044805

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•••••• W••••• P•••••••	Independent wealth	Jan 7, 2022	n/a	yes	JACKSONVILLE BEACH, FL	Current employment
U•••••• W••••• P•••••••	Former SEC adviser	Jan 17, 2018	Jan 3, 2022	no	JACKSONVILLE BEACH, FL\|Charleston, SC\|North Charleston, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•••••• W••••• P•••••••	U•••••• W••••• P•••••••	Jan 3, 2022	Jan 7, 2022	4	Channel change	RIA to new firm

Relationships

Registered with (2)

→ U•••••• W••••• P•••••••Registered adviserregistration: current employment
Jan 7, 2022 to presentfactForm ADV
→ U•••••• W••••• P•••••••Registered adviserregistration: previous registration
Jan 17, 2018 to Jan 3, 2022factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb15bcf8-f4c1-060d-af64-a4e0d6044805
First observed: Jan 17, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.