DFX Intelligence

Z••• W••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

Z••• W••••• S•••••••• L••

CRD 319554

MIAMI, FL

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Search this name across graphsid dfx:ria:fb1bf486-2863-286f-fd53-b1a7e0b385ae

Data as of Apr 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 21, 2026 to Apr 21, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $38.4M••• Locked
Discretionary RAUM: $38.4M
Private client RAUM: $38.4Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 4
Advisory employees: 3

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••••• C•••••• T••••	n/a	MIAMI, FL	3	13	1	no
C••••••• E•••••••• A••••	n/a	MIAMI, FL	3	10

Relationships

Registered with (4)

← J••• I•••••• G••••• F••••••••Advisorregistration: current employment
Nov 14, 2025 to presentfactForm ADV
← C••••••• E•••••••• A••••Advisorregistration: current employment
Oct 19, 2022 to presentfactForm ADV
← M••••• C•••••• T••••Advisorregistration: current employment
Oct 17, 2022 to presentfactForm ADV
← J••• A• S•••••••••

Dated events

Occurred
Jan 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb1bf486-2863-286f-fd53-b1a7e0b385ae
First observed: Apr 21, 2026
Last observed: Apr 21, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.