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Advisor at ALPHA FINANCIAL PARTNERS LLC
LEXINGTON, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALPHA FINANCIAL PARTNERS LLC | Independent wealth | Jan 1, 2025 | n/a | yes | LEXINGTON, KY | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 30, 2015 | Jan 14, 2020 | no | LEXINGTON, KY | Previous registration |
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Sep 12, 2013 | Sep 28, 2015 | no | LEXINGTON, KY | Previous registration |
| FIRST HEARTLAND CONSULTANTS, INC. | Bd affiliated wealth | Jan 9, 2012 | Sep 12, 2013 | no | LEXINGTON, KY|LEXINGTON, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | ALPHA FINANCIAL PARTNERS LLC | Jan 14, 2020 | Jan 1, 2025 | 1,814 | Firm change after gap | Wirehouse to RIA |
| STRATOS WEALTH PARTNERS, LTD | UBS FINANCIAL SERVICES INC. | Sep 28, 2015 | Sep 30, 2015 | 2 | Firm change | Other |
| FIRST HEARTLAND CONSULTANTS, INC. | STRATOS WEALTH PARTNERS, LTD | Sep 12, 2013 | Sep 12, 2013 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:306639:KY:2020-01-14 | Jan 14, 2020 | Jan 1, 2025 | LEXINGTON, KY | Firm change after gap |