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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TRAFELET BROKAW CAPITAL MANAGEMENT, L.P.

CRD 156631

NEW YORK, NY

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Search this name across graphsid dfx:ria:fb24e02a-e934-f756-827b-577cec5a31f7

Data as of Nov 14, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 1
Observed: Feb 8, 2012 to Nov 14, 2018
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Trafelet Brokaw Capital Management, L.P.

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $380MItem 5.F on the latest filing (2018-11-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $380M
Private client RAUM: $25.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 7%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $276Mgross asset value as reported per fund; never fund size
Custody, client assets: $166M
SEC number: 801-73192
CRD: 156631
Filings on the tape: 15
First filed: Feb 8, 2012
Latest filed: Nov 14, 2018
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DELTA OFFSHORE MASTER, LTD	Hedge Fund	$194M	Jul 24, 2012	25	Feb 8, 2012	dropped	021-127726
DELTA INSTITUTIONAL, LP	Hedge Fund	$184M	Nov 5, 2014	28	Feb 8, 2012	dropped	021-49163
DELTA OFFSHORE MASTER II, LTD.	Hedge Fund	$166M	Nov 14, 2018	36	Mar 25, 2015	reported	021-49164
734 INVESTORS LLC	Private Equity Fund	$110M	Nov 14, 2018	17	Mar 25, 2015	reported	n/a
DELTA ONSHORE, LP	Hedge Fund	$18.2M	Nov 5, 2014	20	Feb 8, 2012	dropped	021-127725

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LOGGIA, ANDREW, KENT	CHIEF COMPLIANCE OFFICER	Na	yes	11/2018	Mar 10, 2016	Nov 14, 2018
RCF 2018 LEGACY LLC	LIMITED PARTNER	C	yes	09/2018	Nov 14, 2018	Nov 14, 2018
TBCM GP, LLC	GENERAL PARTNER	Na	yes	12/2006	Nov 14, 2018	Nov 14, 2018
TRAFELET, REMY, WHITE	MANAGING MEMBER	E	yes	09/2018	Feb 8, 2012	Nov 14, 2018
TRAFELET, REMY, WHITE	LIMITED PARTNER	D	yes	11/2000	Feb 8, 2012	Nov 14, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
734 AGRICULTURE, LLC	n/a	n/a	n/a	N	yes	n/a
TRAFELET & COMPANY ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 12, 2018	$380M	$380M	8	7	0	2	$276M
2016	Mar 10, 2017	$375M	$321M	9	8	n/a	2	$249M
2015	Mar 10, 2016	$435M	$378M	12	11	n/a	2	$314M
2014	Mar 25, 2015	$578M	$578M	12	12	n/a	2	$443M
2013	Mar 19, 2014	$505M	$505M	11	9	n/a	2	$202M
2012	Apr 1, 2013	$260M	$260M	10	10	n/a	2	$197M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$380M	$375M	1.4%	$578M	-13.1%	8	9	0	n/a

Relationships

Advises (5)

→ 734 INVESTORS LLCPrivate fundPrivate Equity Fund, IA
Mar 25, 2015 to presentfactForm ADV
→ DELTA OFFSHORE MASTER II, LTD.Private fundHedge Fund, IA
Mar 25, 2015 to presentfactForm ADV
→ DELTA INSTITUTIONAL, LPPrivate fundHedge Fund, IA, no longer reported
Feb 8, 2012 to Nov 5, 2014factForm ADV
→ DELTA ONSHORE, LPPrivate fundHedge Fund, IA, no longer reported
Feb 8, 2012 to Nov 5, 2014factForm ADV
→ DELTA OFFSHORE MASTER, LTDPrivate fundHedge Fund, IA, no longer reported
Feb 8, 2012 to Jul 24, 2012factForm ADV

Controls (4)

← LOGGIA, ANDREW, KENTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 10, 2016 to presentfactForm ADV
← TRAFELET, REMY, WHITEOwnerMANAGING MEMBER, ownership code E, individual
Feb 8, 2012 to presentfactForm ADV
← RCF 2018 LEGACY LLCOwnerLIMITED PARTNER, ownership code C, domestic entity
Nov 14, 2018 to presentfactForm ADV
← TBCM GP, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Nov 14, 2018 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb24e02a-e934-f756-827b-577cec5a31f7
First observed: Feb 8, 2012
Last observed: Nov 14, 2018 95 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRAFELET BROKAW CAPITAL MANAGEMENT, L.P.

CRD 156631

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb24e02a-e934-f756-827b-577cec5a31f7

Data as of Nov 14, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:32 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DELTA OFFSHORE MASTER, LTD

Hedge Fund

$194M

Jul 24, 2012

Feb 8, 2012

dropped

021-127726

DELTA INSTITUTIONAL, LP

Hedge Fund

$184M

Nov 5, 2014

Feb 8, 2012

dropped

021-49163

DELTA OFFSHORE MASTER II, LTD.

Hedge Fund

$166M

Nov 14, 2018

Mar 25, 2015

reported

021-49164

734 INVESTORS LLC

Private Equity Fund

$110M

Nov 14, 2018

Mar 25, 2015

reported

n/a

DELTA ONSHORE, LP

Hedge Fund

$18.2M

Nov 5, 2014

Feb 8, 2012

dropped

021-127725

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LOGGIA, ANDREW, KENT

CHIEF COMPLIANCE OFFICER

yes

11/2018

Mar 10, 2016

Nov 14, 2018

RCF 2018 LEGACY LLC

LIMITED PARTNER

yes

09/2018

Nov 14, 2018

TBCM GP, LLC

GENERAL PARTNER

yes

12/2006

Nov 14, 2018

TRAFELET, REMY, WHITE

MANAGING MEMBER

yes

09/2018

Feb 8, 2012

Nov 14, 2018

TRAFELET, REMY, WHITE

LIMITED PARTNER

yes

11/2000

Feb 8, 2012

Nov 14, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

734 AGRICULTURE, LLC

n/a

yes

n/a

TRAFELET & COMPANY ADVISORS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 12, 2018

$380M

$276M

2016

Mar 10, 2017

$375M

$321M

n/a

$249M

2015

Mar 10, 2016

$435M

$378M

n/a

$314M

2014

Mar 25, 2015

$578M

n/a

$443M

2013

Mar 19, 2014

$505M

n/a

$202M

2012

Apr 1, 2013

$260M

n/a

$197M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$380M

$375M

1.4%

$578M

-13.1%

n/a