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Advisor at WELLS FARGO ADVISORS
SALT LAKE CITY, UT | OGDEN, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 15, 2011 | n/a | yes | SALT LAKE CITY, UT|OGDEN, UT | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 2, 2009 | Jul 20, 2011 | no | LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|NORTH LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|NORTH LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|NORTH LAS VEGAS, NV | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | Aug 12, 2004 | May 2, 2009 | no | LAS VEGAS, NV|LAS VEGAS, NV|HENDERSON, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|HENDERSON, NV|LAS VEGAS, NV|NORTH LAS VEGAS, NV|HENDERSON, NV|HENDERSON, NV|HENDERSON, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|HENDERSON, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|HENDERSON, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|NORTH LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| ZIONS DIRECT, INC. | n/a | Feb 4, 2003 | Oct 2, 2003 | no | LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | WELLS FARGO ADVISORS | Jul 20, 2011 | Jul 15, 2011 | -5 | Firm change | Other |
| WAMU INVESTMENTS, INC. | CHASE INVESTMENT SERVICES CORP. | May 2, 2009 | May 2, 2009 | 0 | Bulk transfer | Other |
| ZIONS DIRECT, INC. | WAMU INVESTMENTS, INC. | Oct 2, 2003 | Aug 12, 2004 | 315 | Firm change | Other |