DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

VALIDEA CAPITAL MANAGEMENT LLC

CRD 130887

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb2bf780-baed-d1b2-586e-783764243c63

Data as of Jun 28, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2012 to Jun 28, 2021
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $48.0MItem 5.F on the latest filing (2021-06-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $48.0M
Private client RAUM: $48.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $48.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 52
Individual clients: 20
High net worth clients: 32
SEC number: 801-66767
CRD: 130887
Filings on the tape: 20
First filed: Mar 22, 2012
Latest filed: Jun 28, 2021
Organised: Limited Liability Company, Connecticut

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JACK MARION FOREHAND	Certified Financial Planner\|Chartered Financial Analyst	FAIRFIELD, CT	21	23	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FOREHAND, JACK, MARION	Member	C	yes	03/2004	Mar 22, 2012	Jun 28, 2021
REESE, JOHN, PHILIP	Ceo	C	yes	03/2004	Mar 22, 2012	Jun 28, 2021
CARBONNEAU, JUSTIN, JOSEPH	CHIEF COMPLIANCE OFFICER	B	no	03/2005	Mar 22, 2012	Jun 28, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 4, 2021	$48.0M	$48.0M	3	2	0	n/a	n/a
2019	Mar 17, 2020	$68.4M	$68.4M	3	2	0	n/a	n/a
2018	Mar 8, 2019	$58.1M	$58.1M	3	2	1	n/a	n/a
2017	Mar 2, 2018	$68.2M	$68.2M	3	2	1	n/a	n/a
2016	Feb 7, 2017	$64.0M	$64.0M	3	2	n/a	n/a	n/a
2015	Mar 9, 2016	$61.7M	$61.7M	4	2	n/a	n/a	n/a
2014	Mar 26, 2015	$84.3M	$84.3M	4	2	n/a	n/a	n/a
2013	Mar 14, 2014	$94.6M	$94.6M	4	2	n/a	n/a	n/a
2012	Mar 18, 2013	$63.5M	$63.5M	4	2	n/a	n/a	n/a
2011	Mar 22, 2012	$59.0M	$59.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$48.0M	$68.4M	-29.9%	$68.2M	-11.1%	4	3	0	0

Relationships

Controls (2)

← FOREHAND, JACK, MARIONOwnerMEMBER, ownership code C, individual
Mar 22, 2012 to presentfactForm ADV
← REESE, JOHN, PHILIPOwnerCEO, ownership code C, individual
Mar 22, 2012 to presentfactForm ADV

Owns (1)

← CARBONNEAU, JUSTIN, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 22, 2012 to presentfactForm ADV

Registered with (2)

← JACK MARION FOREHANDAdvisorregistration: current employment
Feb 9, 2005 to presentfactForm ADV
← MERRITT MICHAEL ZAHNERAdvisorregistration: previous registration
Dec 5, 2005 to Nov 8, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb2bf780-baed-d1b2-586e-783764243c63
First observed: Mar 22, 2012
Last observed: Jun 28, 2021 63 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VALIDEA CAPITAL MANAGEMENT LLC

CRD 130887

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb2bf780-baed-d1b2-586e-783764243c63

Data as of Jun 28, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:47 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JACK MARION FOREHAND

Certified Financial Planner|Chartered Financial Analyst

FAIRFIELD, CT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FOREHAND, JACK, MARION

Member

yes

03/2004

Mar 22, 2012

Jun 28, 2021

REESE, JOHN, PHILIP

Ceo

yes

03/2004

Mar 22, 2012

Jun 28, 2021

CARBONNEAU, JUSTIN, JOSEPH

CHIEF COMPLIANCE OFFICER

03/2005

Mar 22, 2012

Jun 28, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 4, 2021

$48.0M

n/a

2019

Mar 17, 2020

$68.4M

n/a

2018

Mar 8, 2019

$58.1M

n/a

2017

Mar 2, 2018

$68.2M

n/a

2016

Feb 7, 2017

$64.0M

n/a

2015

Mar 9, 2016

$61.7M

n/a

2014

Mar 26, 2015

$84.3M

n/a

2013

Mar 14, 2014

$94.6M

n/a

2012

Mar 18, 2013

$63.5M

n/a

2011

Mar 22, 2012

$59.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$48.0M

$68.4M

-29.9%

$68.2M

-11.1%