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Advisor at KESTRA ADVISORY SERVICES, LLC
AUSTIN, TX | Utica, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Aug 21, 2026 | n/a | yes | Utica, NY|Utica, NY|AUSTIN, TX | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Oct 13, 2025 | Jul 8, 2026 | no | Utica, NY | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jun 10, 2025 | Jul 17, 2025 | no | NEW HARTFORD, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | KESTRA ADVISORY SERVICES, LLC | Jul 8, 2026 | Aug 21, 2026 | 44 | Firm change | Ibd to ibd |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | COMMONWEALTH FINANCIAL NETWORK | Jul 17, 2025 | Oct 13, 2025 | 88 | Firm change | Other |