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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TGS FINANCIAL ADVISORS

PROFESSIONAL FINANCIAL ADVISORS INC, CRD 107289

RADNOR, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb367f75-5e64-8d0b-b6ef-c9d509302516

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 6
On other graphs: 0
Observed: Mar 27, 2012 to Mar 3, 2026
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $426MItem 5.F on the latest filing (2026-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $421M
Private client RAUM: $426MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $71.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,222
Individual clients: 159
High net worth clients: 100
Custody, client assets: $33.2M
SEC number: 801-38963
CRD: 107289
Filings on the tape: 40
First filed: Mar 27, 2012
Latest filed: Mar 3, 2026
Organised: Corporation, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES STEUART HEMPHILL	Certified Financial Planner\|Chartered Financial Consultant	RADNOR, PA	21	42	1	no
THOMAS ALAN RYLKO	Certified Financial Planner	RADNOR, PA	17	17	n/a	no
AUDREY LIBOIS	Certified Financial Planner	RADNOR, PA	15	15	n/a	no
MARVIN LEE BARRON	Certified Financial Planner	RADNOR, PA	4	23	2	no
Yousef Mohammed Maher Almbaid	Certified Financial Planner	RADNOR, PA	1	13	n/a	no
Caroline Rose Kiser	n/a	RADNOR, PA	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GADRA, DAVID, M.	Director	Na	yes	11/2014	Mar 25, 2015	Oct 31, 2024
HEMPHILL, JAMES, STEUART	Principal	E	yes	02/1990	Mar 27, 2012	Oct 31, 2024
RYLKO, THOMAS, ALAN	Director	Na	yes	06/2014	Mar 25, 2015	Oct 31, 2024
MAI, PETER	CHIEF COMPLIANCE OFFICER	Na	no	05/2023	Oct 5, 2022	Oct 31, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 3, 2026	$426M	$421M	13	7	0	n/a	n/a
2024	Mar 22, 2025	$359M	$359M	14	7	1	n/a	n/a
2023	Mar 24, 2024	$340M	$336M	14	5	1	n/a	n/a
2022	Mar 31, 2023	$312M	$296M	9	7	1	n/a	n/a
2021	Mar 31, 2022	$358M	$332M	12	5	1	n/a	n/a
2020	Mar 30, 2021	$323M	$310M	12	5	1	n/a	n/a
2019	Mar 30, 2020	$273M	$268M	13	6	1	n/a	n/a
2018	Mar 26, 2019	$274M	$274M	14	8	1	n/a	n/a
2017	Feb 17, 2018	$289M	$289M	13	8	1	n/a	n/a
2016	Mar 24, 2017	$261M	$261M	12	7	n/a	n/a	n/a
2015	Mar 24, 2016	$253M	$253M	16	6	n/a	n/a	n/a
2014	Mar 25, 2015	$284M	$284M	17	8	n/a	n/a	n/a
2013	Mar 24, 2014	$301M	$301M	18	8	n/a	n/a	n/a
2012	Mar 7, 2013	$270M	$270M	20	12	n/a	n/a	n/a
2011	Mar 27, 2012	$222M	$222M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	16.7%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$426M	$359M	18.5%	$312M	10.9%	13	14	0	1

Relationships

Registered with (9)

← Caroline Rose KiserAdvisorregistration: current employment
May 27, 2025 to presentfactForm ADV
← Yousef Mohammed Maher AlmbaidAdvisorregistration: current employment
Dec 20, 2024 to presentfactForm ADV
← MARVIN LEE BARRONAdvisorregistration: previous registration
Jan 20, 2005 to Apr 14, 2015factForm ADV
← AUDREY LIBOISAdvisorregistration: current employment
Aug 5, 2011 to presentfactForm ADV
← THOMAS ALAN RYLKOAdvisorregistration: current employment
May 8, 2009 to presentfactForm ADV
← JAMES STEUART HEMPHILLAdvisorregistration: previous registration
Oct 3, 1991 to Dec 31, 2004factForm ADV
← MATTHEW HAMILTON LUGARAdvisorregistration: previous registration
Aug 30, 2024 to Mar 4, 2026factForm ADV
← Robert Thomas DowdAdvisorregistration: previous registration
May 6, 2021 to Oct 30, 2023factForm ADV
← VINCENT ROY BARBERAAdvisorregistration: previous registration
Jan 9, 2007 to Sep 30, 2013factForm ADV

Controls (3)

← RYLKO, THOMAS, ALANOwnerDIRECTOR, ownership code NA, individual
Mar 25, 2015 to Oct 31, 2024factForm ADV
← GADRA, DAVID, M.OwnerDIRECTOR, ownership code NA, individual
Mar 25, 2015 to Oct 31, 2024factForm ADV
← HEMPHILL, JAMES, STEUARTOwnerPRINCIPAL, ownership code E, individual
Mar 27, 2012 to Oct 31, 2024factForm ADV

Owns (1)

← MAI, PETEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 5, 2022 to Oct 31, 2024factForm ADV

Dated events

Occurred
Mar 4, 2026
Advisor changed firm
Matthew Hamilton Lugar left Tgs Financial Advisors for Kathmere Capital Management, Llc (registered 2026-03-09)
Form ADVobserved 4 days ago
Occurred
Oct 30, 2023
Advisor changed firm
Robert Thomas Dowd left Tgs Financial Advisors for Bullogic Wealth Management (registered 2023-06-29)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person left
Curran Terence Mcpeak (Chief Compliance Officer) no longer on Schedule A of Tgs Financial Advisors (listed 2022-10-11, absent 2023-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2021
Control person left
Allen David Burd (Principal, Chief Compliance Officer) no longer on Schedule A of Tgs Financial Advisors (listed 2020-06-30, absent 2021-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2021
Control person joined
Curran Terence Mcpeak (Chief Compliance Officer) appeared on Schedule A of Tgs Financial Advisors
Form ADVobserved 4 days ago
Occurred
Jul 1, 2019
Control person left
James Phillip Deerwester (Chief Compliance Officer) no longer on Schedule A of Tgs Financial Advisors (listed 2019-05-24, absent 2019-07-01)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb367f75-5e64-8d0b-b6ef-c9d509302516
First observed: Mar 27, 2012
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TGS FINANCIAL ADVISORS

PROFESSIONAL FINANCIAL ADVISORS INC, CRD 107289

RADNOR, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb367f75-5e64-8d0b-b6ef-c9d509302516

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:48 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES STEUART HEMPHILL

Certified Financial Planner|Chartered Financial Consultant

RADNOR, PA

THOMAS ALAN RYLKO

Certified Financial Planner

RADNOR, PA

n/a

AUDREY LIBOIS

Certified Financial Planner

RADNOR, PA

n/a

MARVIN LEE BARRON

Certified Financial Planner

RADNOR, PA

Yousef Mohammed Maher Almbaid

Certified Financial Planner

RADNOR, PA

n/a

Caroline Rose Kiser

n/a

RADNOR, PA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GADRA, DAVID, M.

Director

yes

11/2014

Mar 25, 2015

Oct 31, 2024

HEMPHILL, JAMES, STEUART

Principal

yes

02/1990

Mar 27, 2012

Oct 31, 2024

RYLKO, THOMAS, ALAN

Director

yes

06/2014

Mar 25, 2015

Oct 31, 2024

MAI, PETER

CHIEF COMPLIANCE OFFICER

05/2023

Oct 5, 2022

Oct 31, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$426M

$421M

n/a

2024

Mar 22, 2025

$359M

n/a

2023

Mar 24, 2024

$340M

$336M

n/a

2022

Mar 31, 2023

$312M

$296M

n/a

2021

Mar 31, 2022

$358M

$332M

n/a

2020

Mar 30, 2021

$323M

$310M

n/a

2019

Mar 30, 2020

$273M

$268M

n/a

2018

Mar 26, 2019

$274M

n/a

2017

Feb 17, 2018

$289M

n/a

2016

Mar 24, 2017

$261M

n/a

2015

Mar 24, 2016

$253M

n/a

2014

Mar 25, 2015

$284M

n/a

2013

Mar 24, 2014

$301M

n/a

2012

Mar 7, 2013

$270M

n/a

2011

Mar 27, 2012

$222M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

16.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$426M

$359M

18.5%

$312M

10.9%