DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• • A••••••••• I•••
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Oct 23, 2020 | n/a | yes | ATLANTA, GA | Current employment |
| S•• B••• A•••••••• I••• | Independent wealth | Nov 6, 2019 | Oct 15, 2020 | no | Marietta, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S• A•••••••• L•• | I••••••• C•••••• I•••••••• | Oct 16, 2020 | Mar 20, 2018 | -941 | Firm change after gap | Other |
| S•• B••• A•••••••• I••• | R•••••• J•••• • A••••••••• I••• | Oct 15, 2020 | Oct 23, 2020 |
| I••••••• C•••••• I•••••••• | Former SEC adviser | Jan 9, 2019 | Sep 13, 2019 | no | ATLANTA, GA | Previous registration |
| I••••••• C•••••• I•••••••• | Former SEC adviser | Mar 20, 2018 | Dec 31, 2018 | no | ATLANTA, GA | Previous registration |
| S• A•••••••• L•• | Independent wealth | Sep 21, 2015 | Oct 16, 2020 | no | ATLANTA, GA | Previous registration |
| 8 |
| Firm change |
| RIA to ibd |
| I••••••• C•••••• I•••••••• | S•• B••• A•••••••• I••• | Sep 13, 2019 | Nov 6, 2019 | 54 | Firm change | RIA to RIA |