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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PLAN FIRST WEALTH LLC

CRD 289185

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb4688ae-33e2-5ce4-52f8-8e915e89f708

Data as of May 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Mar 4, 2019 to May 13, 2026
51 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $140MItem 5.F on the latest filing (2026-05-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $102M
Private client RAUM: $140MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $46.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 204
Individual clients: 32
High net worth clients: 64
SEC number: 801-114931
CRD: 289185
Filings on the tape: 51
First filed: Mar 4, 2019
Latest filed: May 13, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RICHARD CHRISTOPHER TAYLOR	n/a	GREENWICH, CT	8	11	1	no
MARTHA SARAH KERN	Certified Financial Planner\|Chartered Financial Consultant	GAINESVILLE, FL \| GREENWICH, CT	7	22	1	no
JAMES EDWARD BOYLE	Certified Financial Planner	PHILADELPHIA, PA \| GREENWICH, CT	4	10	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
TAYLOR, RICHARD, CHRISTOPHER	MANAGING MEMBER & CHIEF EXECUTIVE OFFICER	E	yes	04/2017	Mar 4, 2019	Jul 10, 2024
KERN, MARTHA, SARAH	CHIEF COMPLIANCE OFFICER	Na	no	02/2021	Mar 2, 2021	Jul 10, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 19, 2026	$140M	$102M	3	3	2	n/a	n/a
2024	Apr 23, 2025	$120M	$62.1M	3	3	2	n/a	n/a
2023	Feb 15, 2024	$125M	$3.5M	4	4	3	n/a	n/a
2022	Feb 2, 2023	$114M	$987,008	5	5	4	n/a	n/a
2021	Feb 9, 2022	$131M	$0	5	5	4	n/a	n/a
2020	Mar 11, 2021	$100M	$0	4	4	3	n/a	n/a
2019	Feb 26, 2020	$79.1M	$0	3	3	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$140M	$120M	16.6%	$114M	7.0%	3	3	2	2

Relationships

Registered with (4)

← JAMES EDWARD BOYLEAdvisorregistration: current employment
Feb 3, 2022 to presentfactForm ADV
← MARTHA SARAH KERNAdvisorregistration: current employment
May 23, 2019 to presentfactForm ADV
← RICHARD CHRISTOPHER TAYLORAdvisorregistration: current employment
Jan 26, 2018 to presentfactForm ADV
← THOMAS MICHAEL QUINNAdvisorregistration: previous registration
Feb 11, 2019 to Dec 1, 2023factForm ADV

Owns (1)

← KERN, MARTHA, SARAHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 2, 2021 to Jul 10, 2024factForm ADV

Controls (1)

← TAYLOR, RICHARD, CHRISTOPHEROwnerMANAGING MEMBER & CHIEF EXECUTIVE OFFICER, ownership code E, individual
Mar 4, 2019 to Jul 10, 2024factForm ADV

Dated events

Occurred
Dec 4, 2023
Control person left
Michael Thomas Quinn (Owner) no longer on Schedule A of Plan First Wealth Llc (listed 2023-09-08, absent 2023-12-04)
Form ADVobserved 5 days ago
Occurred
Dec 1, 2023
Advisor changed firm
Thomas Michael Quinn left Plan First Wealth Llc for Blacktower Financial Management (Us) Llc (registered 2023-12-07)
Form ADVobserved 5 days ago
Occurred
Mar 4, 2019
First Form ADV filing
Taylor And Taylor Financial Services Usa Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb4688ae-33e2-5ce4-52f8-8e915e89f708
First observed: Mar 4, 2019
Last observed: May 13, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PLAN FIRST WEALTH LLC

CRD 289185

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb4688ae-33e2-5ce4-52f8-8e915e89f708

Data as of May 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:10 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RICHARD CHRISTOPHER TAYLOR

n/a

GREENWICH, CT

MARTHA SARAH KERN

Certified Financial Planner|Chartered Financial Consultant

GAINESVILLE, FL | GREENWICH, CT

JAMES EDWARD BOYLE

Certified Financial Planner

PHILADELPHIA, PA | GREENWICH, CT

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

TAYLOR, RICHARD, CHRISTOPHER

MANAGING MEMBER & CHIEF EXECUTIVE OFFICER

yes

04/2017

Mar 4, 2019

Jul 10, 2024

KERN, MARTHA, SARAH

CHIEF COMPLIANCE OFFICER

02/2021

Mar 2, 2021

Jul 10, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 19, 2026

$140M

$102M

n/a

2024

Apr 23, 2025

$120M

$62.1M

n/a

2023

Feb 15, 2024

$125M

$3.5M

n/a

2022

Feb 2, 2023

$114M

$987,008

n/a

2021

Feb 9, 2022

$131M

n/a

2020

Mar 11, 2021

$100M

n/a

2019

Feb 26, 2020

$79.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$140M

$120M

16.6%

$114M

7.0%