DFX Intelligence

J••••••• A••••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst29 years in industry

J••••••• A••••• F•••••••

Advisor at H•••••••• A•••••••• L••

New York, NY | CHICAGO, IL

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Search this name across graphsid dfx:ria:fb579110-4657-2404-7a65-3c9930a9d1fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jun 21, 2021 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

J••••••• A••••• F•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 23, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Oct 29, 2021	n/a	yes	New York, NY\|CHICAGO, IL	Current employment
A••••••••• C••••••	Former SEC adviser	Jun 21, 2021	Dec 13, 2021	no	New York, NY\|ARLINGTON, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• C••••••	H•••••••• A•••••••• L••	Dec 13, 2021	Oct 29, 2021	-45	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
129120:145323:VA:2021-12-06	Dec 13, 2021	Oct 29, 2021	ARLINGTON, VA	Firm change after gap

Relationships

Registered with (2)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 29, 2021 to presentfactForm ADV
→ A••••••••• C••••••Registered adviserregistration: previous registration
Jun 21, 2021 to Dec 13, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb579110-4657-2404-7a65-3c9930a9d1fd
First observed: Jun 21, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.