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Advisor at IRON RIVER CAPITAL LLC
Dripping Springs, TX | DURANGO, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| IRON RIVER CAPITAL LLC | State registered | Dec 15, 2023 | n/a | yes | Dripping Springs, TX|DURANGO, CO | Current employment |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Mar 10, 2022 | Dec 20, 2023 | no | HIGHLANDS RANCH, CO|Dripping Springs, TX | Previous registration |
| IRON RIVER CAPITAL LLC | State registered | Feb 7, 2020 | Mar 30, 2022 | no | DURANGO, CO|Albuquerque, NM|Dripping Springs, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | IRON RIVER CAPITAL LLC | Dec 20, 2023 | Dec 15, 2023 | -5 | Firm change | Ibd to state RIA |
| IRON RIVER CAPITAL LLC | B. RILEY WEALTH ADVISORS, INC. | Mar 30, 2022 | Mar 10, 2022 | -20 | Firm change | Other |