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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Ashley M Amstadt

Advisor at LPL FINANCIAL LLC

GERMANTOWN, WI

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Search this name across graphsid dfx:ria:fb68e8e4-0752-4d70-a50f-675fc8958cbe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 15, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 15, 2016
First registration: Mar 16, 2016
Dual registered: yes, broker-dealer
Other names: ASHLEY MARIE HEWITT|ASHLEY MARIE AMSTADT
IAPD individual key: 6130512

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 28, 2023	n/a	yes	GERMANTOWN, WI\|GERMANTOWN, WI	Current employment
MORGAN STANLEY	Wirehouse	Sep 23, 2021	Apr 17, 2023	no	Waukesha, WI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 24, 2021	Oct 4, 2021	no	BROOKFIELD, WI	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Dec 19, 2017	Mar 24, 2021	no	MILWAUKEE, WI\|BROOKFIELD, WI	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Dec 12, 2016	Dec 20, 2017	no	Mequon, WI	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Mar 16, 2016	Aug 19, 2016	no	MILWAUKEE, WI\|CHICAGO, IL\|Milwaukee, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	LPL FINANCIAL LLC	Apr 17, 2023	Apr 28, 2023	11	Firm change	Wirehouse to ibd
LPL FINANCIAL LLC	MORGAN STANLEY	Oct 4, 2021	Sep 23, 2021	-11	Firm change	Ibd to wirehouse
BMO HARRIS FINANCIAL ADVISORS, INC	LPL FINANCIAL LLC	Mar 24, 2021	Mar 24, 2021	0	Bulk transfer	Ibd to ibd
U.S. BANCORP INVESTMENTS, INC.	BMO HARRIS FINANCIAL ADVISORS, INC	Dec 20, 2017	Dec 19, 2017	-1	Firm change	Other
BMO HARRIS FINANCIAL ADVISORS, INC	U.S. BANCORP INVESTMENTS, INC.	Aug 19, 2016	Dec 12, 2016	115	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 24, 2021 to Oct 4, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 23, 2021 to Apr 17, 2023factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Dec 19, 2017 to Mar 24, 2021factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Dec 12, 2016 to Dec 20, 2017factForm ADV

Dated events

Occurred
Apr 17, 2023
Advisor changed firm
Ashley M Amstadt left Morgan Stanley for Lpl Financial Llc (registered 2023-04-28)
Form ADVobserved 4 days ago