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A•••••• W•••••• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

A•••••• W•••••• V••••••

Advisor at T••••••• I••••••••• M••••••••• I•••

ARCADIA, CA

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Search this name across graphsid dfx:ria:fb692e8c-b13b-a4a2-8621-973c53e9b696

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Aug 5, 2002	n/a	yes	ARCADIA, CA	Current employment
L••••••• B••••••••• S••••••••• C••••	n/a	May 3, 2002	Aug 5, 2002	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••• B••••••••• S••••••••• C••••	T••••••• I••••••••• M••••••••• I•••	Aug 5, 2002	Aug 5, 2002	0	Firm change	Other

Relationships

Registered with (2)

→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Aug 5, 2002 to presentfactForm ADV
→ L••••••• B••••••••• S••••••••• C••••Registered adviserregistration: previous registration
May 3, 2002 to Aug 5, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb692e8c-b13b-a4a2-8621-973c53e9b696
First observed: May 3, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.