DFX Intelligence

W•••••••• C•••••• M••••••••• C••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

W•••••••• C•••••• M••••••••• C••••••• L•••

CRD 146990

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb694655-f6f1-3876-7225-6bddd23272d3

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 10
On other graphs: 1
Observed: Dec 21, 2011 to Jul 1, 2026
50 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

W•••••••• C•••••• M••••••••• C••••••• L•••

Private equity manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.07 fund_share=0.51 institutional_share=0.41 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $30B••• Locked
Discretionary RAUM: $30B
Private client RAUM: $2.0Bderived••• Locked
Private client share: 7%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $30Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• A••••• M•••••	n/a	BOSTON, MA	18	42	1	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W•••••••• L•••• C•• G••••• F••• L•••	n/a	$81.7M	Dec 21, 2011	n/a	Dec 21, 2011	dropped	n/a
W•••••••• D••••••• G••••• F••• L•••••• P•••••••••	Other Private Fund	$45.2M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••• R•••••• T••••	MEMBER OF MANAGEMENT COMMITTEE	F	yes	01/2013	Mar 14, 2013	Sep 10, 2024
K••••••• K••••••• A••	MEMBER OF MANAGEMENT COMMITTEE	F	yes	01/2021	Jan 11, 2013	Sep 10, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$30B	$24B	26.6%	$13B	30.8%	63	60	0	0

Relationships

Advises (11)

→ W•••••••• A••••••• R••••• F••• L•••••• P•••••••••Private fundHedge Fund, IA
Dec 21, 2011 to presentfactForm ADV
→ W•••••••• S••••• G••••• E••••• L•Private fundOther Private Fund, IA
Mar 18, 2014 to presentfactForm ADV
→ W•••••••• D••••••••• I••••••••• F••• L•Private fundOther Private Fund, IA, no longer reported
Mar 8, 2021 to Sep 10, 2024factForm ADV
→ W•••••••• C•••••• S•• I• L•

Dated events

Occurred
Jul 1, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jul 1, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jul 1, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$2.1M
Occurred
Apr 30, 2025

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb694655-f6f1-3876-7225-6bddd23272d3
First observed: Dec 21, 2011
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.