DFX Intelligence

A••• C•••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

A••• C•••••• M••••••••• I•••

CRD 167806

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Search this name across graphsid dfx:ria:fb715c70-d093-7a45-ed43-b7c8d4f8188e

Data as of Mar 24, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 24, 2025 to Mar 24, 2025
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $10.5M••• Locked
Discretionary RAUM: $10.5M
Private client RAUM: $10.5Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••••• R••••• A•••	n/a	SARASOTA, FL	0	31	2	no

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	n/a	0	0	0	1	0

Relationships

Registered with (1)

← D••••• R••••• A•••Advisorregistration: previous registration
Aug 7, 2013 to Dec 16, 2022factForm ADV

Dated events

Occurred
Dec 16, 2022
Advisor changed firm
D••••• R••••• A••• left A••• C•••••• M••••••••• I••• for Level Four Advisory Services (registered 2022-12-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb715c70-d093-7a45-ed43-b7c8d4f8188e
First observed: Mar 24, 2025
Last observed: Mar 24, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.